Client Services


Rutherford Capital Markets provides a traditional high quality service to the individual and professional investor. A variety of investment opportunities are available, with both low and high growth potential all of which will be tailored to each client’s specific objectives, financial circumstances and experience. Our brokers and investment advisers form close relationships with their clients based on the core principals of trust, integrity and experience.

We cater for all types of individual investors, both inexperienced and experienced who are seeking varying levels of investment through equities, foreign exchange, derivatives and other instruments using both structured investment products as well as trading.

Because of the Directors considerable international experience, we are able to cover most international markets. In the UK, we look at both short and longer term trading strategies in FTSE 100 through to AIM and PLUS Markets (formerly OFEX).

You can find the relevant forms and documentation on the Client Account Forms page.

 Execution Only Broking                 Definition, Service Levels and Charges  click here to expand/collapse

Definition:
Instructions to buy or sell, directly by the client to the broker, without receiving any advice.

Execution Only Dealing Service:
Our execution only dealing service provides an efficient, simple and cost effective method of trading equities where clients do not wish to receive investment advice. We provide for our clients:

- Receipt and execution of all orders promptly
- Obtain the best prices in the market
- Effective and prompt settlement administration
- Regular reports and statements
- We trade on all major International Stock Exchanges

It should be noted that we operate a ‘best execution’ policy and deal with all transactions promptly, however we are not permitted to give investment advice to Execution only clients.

The Execution only service covers a wide range of products and markets.

Charges:
We charge for our Execution only services on a per transaction commission basis in accordance with the schedule of charges.

 Advisory Broking                           Definition, Service Levels and Charges  click here to expand/collapse

Definition:
This is where our Investment advisors provide clients with advice in relation to their portfolios.

Advisory Dealing Service:
This service provides clients with the ability to receive and discuss investment advice and ideas from their broker but still retain the final investment decision themselves.

Our aim is to help clients improve the return on their portfolios by presenting them with various investment ideas in accordance with their individual investment objectives.

Here are some of the key features of this type of account:

- A stockbroker who will be your personal point of contact.
- Advice on investment decisions.
- Regular transfers of income to your preferred bank, as may be required.
- An interest bearing account for un-invested cash.
- Receipt and execution of all orders promptly.
- Obtain the best prices in the market.
- Effective and prompt settlement administration.
- Regular reports and statements.
- We trade on all major International Stock Exchanges.

The Advisory service covers a wide range of products and markets.

Charges:
We charge for our Advisory only services on a per transaction commission basis in accordance with the schedule of charges.

 Discretionary Broking                   Definition, Service Levels and Charges  click here to expand/collapse

Definition:
The firm manages the client’s portfolio at its discretion to meet the investment objectives specified by the client. The firm buys and sells investments without referring to the client in advance

Discretionary Portfolio Management:
We are able to provide a complete Discretionary Management service to those clients who do not wish to actively manage their portfolios. We will take full responsibility for all investment management and decision making.

You will be allocated an experienced investment manager who will contact you to establish your exact investment criteria and who in turn will personally monitor your portfolio on a regular basis. Your portfolio manager will execute trades in accordance with your agreed policy and ensure that you are kept in regular contact with significant movements.

Here are some of the key features of this type of account:

- A discretionary portfolio management service in accordance with an agreed strategy.
- A stockbroker who will be your personal point of contact.
- Advice on investment decisions.
- Regular transfers of income to your preferred bank, as may be required.
- An interest bearing account for un-invested cash.
- Receipt and execution of all orders promptly.
- Obtain the best prices in the market.
- Effective and prompt settlement administration.
- Regular reports and statements.
- We trade on all major International Stock Exchanges.

The Discretionary service covers a wide range of products and markets.

Charges:
We charge for our Discretionary Portfolio Management service by way of an annual management fee and commissions per transaction in accordance with the schedule of charges.


   Types Of Investment Instruments ( mouse over a term for definition )

 

 



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Rutherford
Capital Markets Limited, 1st Floor, 30-34 Moorgate, London EC2R 6PL
Rutherford Capital Markets Limited is an Appointed Representative of Otkritie Securities Ltd, a member of
The London Stock Exchange and APCIMS and is authorised & regulated by the Financial Services Authority No. 225539


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