Commission Rates and Charges


STANDARD TERMS OF BUSINESS 
COMMISSION PER TRANSACTION

   U.K. Equities             

Minimum Commission

 

£30.00

   Loans, Debentures    

Up to

£  10,000

1.65%

   Preference &             

The next

£  90,000

0.5%

   Convertibles              

The next

£100,000

0.4%

   Unit Trusts                

Excess

 

0.25%

       

   Overseas Equities

By negotiation but generally as above

       
   Gilts Minimum Commission   £30.00

 

Up to

£  10,000

1%

 

The next

£  40,000

0.5%

 

The next

£  50,000

0.25%

 

Excess

 

0.125%

 

 

 

 

   Traded Options

Minimum Commission

 

£50

 

Up to

£    5,000

2.5%

 

£   5,001

£  10,000

1.5%

 

Excess

 

0.5%


These charges are subject to an additional charge per bargain. (Currently £12.50)

   Discretionary Client Services By negotiation
   Nominee Custody Charges   £6.00 per item Incl V.A.T. p.a plus third party charges
   Nominee Services      No charge in normal circumstances
   Crest Sponsored  Personal  Member Account £25.00 ( Incl. V.A.T.) per  annum
   Transfer of stock into Nominees No charge (under normal circumstances)
   Transfer of stock out of Nominees
   including other custodians under our control
£10 per security
   PEP
   Self Select & Discretionary–by Separate
   Agreement                          
   General    
Annual Charge 0.5% of the Plan Value
(charged biannually) 
+ V.A.T. full details on application form
   ISA
   Maxi ISA
   Self Select & Discretionary-by Separate Agreement
Annual Charge 0.5% of the Plan Value
(charged biannually) 
+ V.A.T. full details on application form
   Banking CHAPS charge £20     BACS charge   nil
   Official & Probate Valuations       Under £5,000, at discretion,
£10 per item.  Minimum £25
or 0.25% up to £100,000
0.125% on balance.
   Registration of Transfers   £23.50  per item Incl V.A.T
   Crest Fines Crest fines for delayed settlement of sold bargains will be passed on, except in the case of nominee clients in normal circumstances.

 V.A.T. will be added where applicable. We reserve the right to alter or amend our Terms of Business, subject to reasonable notice. The above rates are non-divisible commissions Current terms are at all times on display in our offices. If you require any other services, please speak to your usual contact.



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Rutherford
Capital Markets Limited, 1st Floor, 30-34 Moorgate, London EC2R 6PL
Rutherford Capital Markets Limited is an Appointed Representative of Otkritie Securities Ltd, a member of
The London Stock Exchange and APCIMS and is authorised & regulated by the Financial Services Authority No. 225539


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